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Agnes Lim

Agnes Lim

Shook Lin & Bok (Singapore)

Agnes Lim focuses her practice on financial services regulation.  She advises a broad range of financial institutions such as banks, insurance companies and brokerages, fund managers, financial advisers and other financial intermediaries on various aspects of financial services regulation and compliance, including business conduct requirements, sales and marketing of investment products, and anti-money laundering compliance.  She has also advised on the financial regulatory aspects of transactional matters involving financial institutions, and provides strategic advice in anticipation of regulatory initiatives. 

In addition, Agnes regularly assists international financial institutions and fund managers on licence applications and other regulatory submissions, review of customer and transaction documentation, as well as the structuring of internal compliance controls and policies for ongoing regulatory compliance.

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Shook Lin & Bok (Singapore)

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