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Getting The Deal Through

Fund Management

Published: April 2017

In 16 jurisdictions worldwide



Fund Management traces the regulatory and legislative obligations facing fund managers balancing the need to maximise investment returns whilst also ensuring adequate investor protections in an increasingly challenging regulatory environment. Topics are written by leading experts and include: authorities responsible for fund regulation; licensing processes; territorial scope of regulation; required authorisations of fund marketing activities; legal vehicles available for retail funds and non-retail pooled funds; governance, reporting and tax requirements for retail and non-retail funds; structure, management and marketing of separately managed accounts; re-domiciliation of funds; and requirements for stock exchange listing of funds.

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