Getting The Deal Through logo
Getting The Deal Through

Financial Services Compliance

Published: April 2019

In 13 jurisdictions worldwide

Financial Services Compliance will assist those who represent or are engaged with globally active institutions in navigating the regulatory requirements and frameworks of multiple jurisdictions. Topics covered with local expert insight include regulation and enforcement; registration or authorisation regimes; the powers of national financial services authorities; director duties and accountability; typical sanctions imposed for violations; applicability of private rights of action; required standard of care; importance of gatekeepers; and approach to cross-border issues.



Briefing Signup

Sent approximately once a month, the free GTDT Briefing service alerts you of the latest titles to be published on GTDT Online.

Sign up to be notified of new content


Follow Getting the Deal Through for the latest updates on law and regulation worldwide

Follow us on LinkedIn